| Askam and Ireleth Parish Council | |||||
| Risk Register 2026-2027 | |||||
| Risk ID | Topic | Risk Description | Risk Level | Mitigation | Action |
| 1 | Precept | Budget Not completed | L | Full Minute RFO to follow up | Diary review |
| 2 | Precept not Paid by Barrow BC | L | Monitor Receipt | Diary review | |
| 3 | Precept adequate | L | Review monthly | Diary review | |
| 4 | Other Income | Cash Receipts | L | Cash handling is avoided however necessary controls in place | Annual review of procedures |
| 5 | Banking | L | RFO check bank statements Monthly bank reconciliations. | Regular reviews with Chairman | |
| 6 | Grants | Claims Procedures | M | RFO as required | Diary review |
| 7 | Receipt of Grants when due | L | RFO as required | Diary review | |
| 8 | Direct Costs | Goods not supplied or of poor quality | M | Confirm orders delivery notes rejected | Diary review |
| 9 | Invoices not submitted or over stated | L | Check Invoices and perform bank reconciliations | RFO to review and action | |
| 10 | Grants & Support | Requests for payments without evidence of Council agreement | L | Submit to council, minute agreement, authorise payment | RFO to review and action |
| 11 | VAT | VAT analysis | L | All items in Cash Book | RFO to review and action |
| 12 | Charged on Sales | L | Annual review | RFO to review and action | |
| 13 | Charged on Purchases | L | All items in Cash Book | RFO to review and action | |
| 14 | Claimed within Time Limits | L | Submit return | RFO to review and action | |
| 15 | Reserves | General reserves Adequacy | L | Review at Budget meetings | RFO, 3 year plan |
| 16 | Earmarked reserves Adequacy | M | Review at Budget meetings | RFO, 3 year plan | |
| 17 | Earmarked reserves unidentified or contingency | M | Review minutes | RFO, Chairman view | |
| 18 | Assets | Loss or Damage | H | Regular Inspection, adequate Insurance and notify Asset register | Diary review |
| 19 | Risk or Damage to 3rd parties | M | Adequate Insurance | Diary review | |
| 20 | Staff | Loss of Key personnel | L | Review work load, adequate hours and have succession strategy | RFO, Chairman view |
| 21 | Maintenance | Reduced value of assets or degredation of amenities | M | Regular checks and inspections take appropriate action | Diary review |
| 22 | Legal Powers | Illegal activity or payments | H | Council to be aware of their legal powers and status | Diary review |
| 23 | Financial Records | Inadequate Records | L | RFO/Clerk to check regularly and internal audit | Diary review |
| 24 | Minutes | Accurate and legal | L | Review at following meeting | Diary review |
| 25 | Members Interests | Conflict of Interest | M | Declarations of interests to be documented minuted and any conflict addressed as appropriate within code of conduct | Diary review |
| reviewed and approved. 17th March 2026 |
This template guide covers only information we currently hold. If we do not hold some of the information listed below, we will mark it as 'not held' in the table.
| Information to be published | How the information can be obtained | Cost |
|---|---|---|
| Class 1 - Who we are and what we do
(Organisational information, structures, locations and contacts) Current information only |
Website | Free |
| List of Council members and their responsibilities as well a list of Council Committees
Details of any representation on local public bodies |
Hard Copy | £5.00 |
| Postal and email address
Contact details for Parish Clerk and Council members |
Website | Free |
| Location of main Council office and accessibility details | Website | Free |
| Staffing structure | Website | Free |
| Class 2 – What we spend and how we spend it
(Financial information about projected and actual income and expenditure, procurement, contracts and financial audit) Current and previous financial year as a minimum |
Website | Free |
| Statement of accounts and internal audit report in the format included in the Annual Return form | Website | Free |
| Finalised budget | Hard Copy | £5 |
| Precept | Hard Copy | £5 |
| Borrowing Approval letter | n/a | n/a |
| All items of expenditure above £100 | Website | Free |
| Financial Standing Orders and Regulations | Website | Free |
| Grants given and received | Website | Free |
| List of current contracts awarded and value of contract | Website | Free |
| Members' allowances and expenses | Website | Free |
| Class 3 – What our priorities are and how we are doing
(Strategies and plans, performance indicators, audits, inspections and reviews) |
Website | Free |
| Annual governance statement in format included in the Annual Return form | Website | Free |
| Parish Plan | Website | Free |
| Annual Report to Parish or Community Meeting | Website | Free |
| Quality status
Local charters drawn up in accordance with DLUHC's guidelines |
N/A | |
| Data Protection impact assessments (in full or summary format) or any other impact assessment (eg Health & Safety Impact Assessment, Equality Impact Assessments etc), as appropriate and relevant | Website | Free |
| Class 4 – How we make decisions
(Decision making processes and records of decisions) Current and previous council year as a minimum |
Website | Free |
| Timetable of meetings (Council and any committee/sub-committee meetings and parish meetings) | Website | Free |
| Agendas of meetings (as above) | Website | Free |
| Minutes of meetings (as above) –exclude material that is properly considered to be exempt from disclosure | Website | Free |
| Reports presented to council meetings –exclude material that is properly considered to be exempt from disclosure | Website | Free |
| Responses to consultation papers | Hard | £5 |
| Responses to planning applications | Hard | £5 |
| Bye-laws | N/A | |
| Class 5 – Our policies and procedures
(Current written protocols, policies and procedures for delivering our services and responsibilities) Current information only |
Website | Free |
| Policies and procedures for the conduct of Council business:
• Procedural standing orders |
Website | Free |
| Policies and procedures for the provision of services and about the employment of staff:
• Internal instructions to staff and policies relating to the delivery of services |
Website | Free |
| Records management, personal data and access to information policies
Include information security policies, records retention, destruction and archive policies, and data protection (including data sharing and CCTV usage) policies |
Website | Free |
| Class 6 – Lists and Registers
Currently maintained lists and registers only. |
Website | Free |
| Information legally required to hold in publicly available registers (in most circumstances existing access provisions will suffice) | Website | Free |
| Assets register, including details of public land and building assets | Website | Free |
| Disclosure log indicating the information provided in response to FOIA and EIR requests. These are recommended as good practice | Hard | £5 |
| Register of members' interests | Website | Free |
| Register of gifts and hospitality | Website | Free |
| Class 7 – The services we offer
(Information about the services we offer, including leaflets, guidance and newsletters produced for the public and businesses) Current information only |
||
| Allotments | N/A | |
| Burial grounds and closed churchyards | N/A | |
| Community centres and village halls | N/A | |
| Parks, playing fields and recreational facilities | Hard | £5 |
| Seating, litter bins, clocks, memorials and lighting | Hard | £5 |
| Bus shelters | N/A | |
| Markets | N/A | |
| Public conveniences | N/A | |
| Agency agreements | N/A | |
| Services for which we are entitled to recover a fee and details of those fees (eg burial fees) | N/A |
Information not itemised in the lists above
This describes how the charges have been arrived at and should be published as part of the guide.
| TYPE OF CHARGE | DESCRIPTION | BASIS OF CHARGE |
|---|---|---|
| Disbursement cost | Photocopying @ ..p per sheet (black & white) | £5 |
| Photocopying @ ..p per sheet (colour) | £5 | |
| Postage | Actual cost of Royal Mail standard 2nd class | |
| Statutory Fee | In accordance with the relevant legislation (quote the actual statute) | |
| Other |
* the actual cost incurred
Each council will have its own IT setup and, as such, a single 'one-size-fits-all' IT policy is unlikely to be appropriate. Some smaller parish councils may operate with minimal equipment, while others may manage multiple devices connected to a central server. These guidelines are intended to help councils identify key considerations when developing or updating their own IT policy.
Councils that use external IT providers should ensure their policies accurately reflect current practices and contractual arrangements.
The purpose of an IT policy is to establish clear parameters for how councillors, staff, and other authorised users use council-provided technology or equipment in the course of their duties. A well-defined policy helps to:
Councils will also need to determine and clearly state whether limited personal use of IT equipment is permitted (for example, checking personal email or online shopping during lunch breaks).
As an IT provider, the council has the right to monitor the use of its IT equipment and systems, provided there is a legitimate reason for doing so and councillors, employees and other authorised users are informed that such monitoring may take place. Any monitoring must be proportionate and comply with relevant data protection and privacy laws. Other persons may be included if they access or use council systems e.g. If they have a council email address
This policy applies to all councillors, staff, and other authorised users, regardless of their working location or pattern, including those who are home-based, office-based, or work on a flexible or part-time basis. It sets out the expectations for the appropriate use of IT equipment and systems provided by the council.
1.1.1 Where council computer equipment is provided for council purposes only or Council computer equipment is provided for council purposes, however reasonable personal use is permitted (reasonable interpreted as in the opinion of The Council. Any personal use of our computers and systems should not interrupt our daily council work in any way. Councillors, staff, and other authorised users are asked to restrict any personal use to official lunch breaks or before or after working hours.
1.1.2 Locking computers when leaving desk, all councillors, staff, and other authorised users must lock their computers when leaving their desks to prevent unauthorised access. This applies to all council and personal devices used for work. Failure to comply may lead to disciplinary action.
1.1.3 All computer and other electronic equipment supplied should be treated with good care at all times. Computer equipment is expensive, and any damage sustained to any equipment will have a financial impact on the council.
1.1.4 Computer and electronic hardware should be kept clean, and every precaution taken to prevent food and drink being dropped or spilled onto it.
1.1.5 All computer and mobile equipment will carry a number which is logged against the current owner of that equipment. A database of equipment issued will be kept.
1.1.6 Equipment should not be dismantled or reassembled without seeking advice.
1.1.7 Councillors, staff, and other authorised are not to purchase any computer or mobile equipment (including software). Unless previously authorised.
1.1.8 Personal disks, USB stick, CDs, DVDs, data storage devices etc cannot be used on council computers without the prior approval of The Council
2.1.1 Portable equipment includes laptop computers, netbooks, tablets, mobile and smart phones with email capability and access to the internet etc.
2.1.2 It is particularly emphasised that council back-up procedures specific to portable equipment should be followed at all times.
2.1.3 All portable computers must be stored safely and securely when not in use in the office, i.e. when travelling or when working from home. Portable equipment (unless locked in a secure cabinet or office) should be kept with or near the user at all times; should not be left unattended when away from council premises and should never be left in parked vehicles or at any council or non-council premises.
2.1.4 It is important to ensure all portable devices are protected with encryption in case they are lost or stolen. All smartphones or tablets that hold council data, including emails and files, must be protected with a pin code. Where possible, these devices should also be programmed to erase all content after several unsuccessful attempts to break in. Any security set on these devices must not be disenabled or removed.
2.1.5 To protect confidential information, unless it is a requirement of the job and this has been authorised, it is forbidden for photographs or videos to be taken on council premises, or in premises being used by the council, without the prior written permission of The Clerk. This includes mobile telephones with camera function, camcorder, tape or other recording device for sound or pictures - moving or still.
2.1.6 Under no circumstances should any non public meeting or conversation be recorded without the permission of those present. This does not affect statutory rights (under The Openness of Local Government Regulations 2014).
2.1.7 In addition, the council does not permit webcams (which may be pre-installed on many laptops) to be used in the workplace, other than for conference calls for council purposes. If there is any doubt as to whether a device falls under this clause, advice should be sought from The Clerk.
2.2.2 The Council recognises that some councillors, staff, and other authorised users may wish to use their own smartphones, tablets, laptops etc to access our servers, private clouds or networks for normal council purposes, including, but not limited to, reading their emails, accessing documents stored on the council's website or to store data on the council's server(s) or access data in other services. Any such use of personal devices will be at the discretion of the council, but consent for standard systems (MS Windows, Mac OS X, Linux - in commercial configurations) will normally be permitted. Such devices should be kept up to date so that any vulnerabilities in the operating system or other software on the device are appropriately patched or updated.
2.2.3 However, the same security precautions apply to personal devices as to the council's desktop equipment. For continuity purposes, calls made to external parties must be made on council landlines or mobile phone numbers to ensure that only these numbers are used and/or stored by the recipient, rather than personal numbers. Any emails sent from own devices should be sent from a council email account and should not identify the individual's personal email address.
2.2.4 Councillors, staff, and other authorised persons that use council systems are expected to use all devices in an ethical and respectful manner and in accordance with this policy. Accessing inappropriate websites or services on any device via the IT infrastructure that is paid for or provided by the council carries a high degree of risk, and, for employees, may result in disciplinary action, including summary dismissal (without notice). For Workers or Contractors, we may terminate the worker agreement. This is irrespective of the ownership of the device used. An example would be downloading copyright music illegally or accessing pornographic material.
2.2.5 In cases of legal proceedings against the council, the council may need to temporarily take possession of a device, whether council-owned or personal to retrieve the relevant data.
2.2.6 Wherever possible the user should maintain a clear separation between the personal data processed on the council's behalf and that processed for their own personal use, for example, by using different apps for council and personal use. If the device supports both work and personal profiles, the work profile must always be used for work-related purposes.
2.2.7 Councillors, staff, and other authorised users who intend to use their own devices via the council's infrastructure must ensure that they:
2.2.8 Personal data relating to Councillors, staff and external parties should not be saved to any personal accounts with third-party storage cloud service providers as this may breach data protection legislation or create a security risk if the device is lost or stolen. This applies especially if the passwords used to store/access data are saved onto the device, or if the service permits councillors, staff, and other authorised users to remain logged in between sessions.
2.2.9 Personal information and sensitive data should never be saved on councillors, staff, or other authorised users own devices as this may breach confidentiality agreements, especially if the device is used by other people from time to time.
2.2.10 If removable media are used to transfer data (e.g. USB drives or CDs), the user must also securely delete the data on the media once the transfer is complete.
2.2.11 Councillors, staff, and other authorised users who open any attachments should ensure that any cached copies are deleted immediately after use.
2.2.12 Any work done on user's own equipment should be stored securely and password protected and should always be backed up in accordance with the council's standard backup procedures.
2.2.13 If transferring data, either by email or by other means, this should be done through an encrypted channel, such as a virtual private network (VPN) or a secure web protocol (https://). Unsecured wireless networks should not be used.
2.2.14 Prior to the disposal of any device that has work data stored on it, and in the event of a user leaving the council, councillors, staff, and other authorised users are required to allow access to the device to ensure that all passwords, user access shortcuts and any identifiable data are removed from the device.
2.2.15 Councillors, staff, and other authorised users must take responsibility for understanding how their device(s) work in respect to the above rules if they are accessing council servers/services via their own IT equipment. Risks to the user's personal device(s) include data loss as a result of a crash of the operating system, bugs and viruses, software or hardware failures and programming errors rendering a device inoperable. The council will use reasonable endeavours to assist, but councillors, staff, and other authorised users are personally liable for their own device(s) and for any costs incurred as a result of the above.
3.1.1 Councillors, staff, and other authorised users who work in council offices will be provided with an appropriate workstation.
3.1.2 The council has a duty to ensure that regular appropriate eye tests, carried out by a competent person, are offered to employees using display screen equipment.
4.1.1 All user accounts must be protected by strong, secure passwords. The council follows the National Cyber Security Centre (NCSC) recommendations for creating passwords using three random words (e.g. PurpleCandleRiver). This method helps create passwords that are both strong and easy to remember, while offering effective protection against common cyber threats such as brute-force attacks. This approach is endorsed in NALC guidance.
In addition to strong passwords, Multi-Factor Authentication (MFA) should be enabled wherever possible. MFA requires users to provide two or more independent forms of verification—for example, a password (something you know) and a code sent to your phone (something you have). This significantly reduces the risk of unauthorised access to systems and personal data.
To further strengthen account security:
For more guidance, see the NCSC's advice on password security: NCSC Password Guidance
4.1.2 Access to Passwords
4.1.3 Password Storage and Management
4.1.4 Password Change Requirements
4.1.5 Password Access Control and Logging
4.1.6 Responsibility
The IT security provider is responsible for:
5.1.1 The council reserves the right to monitor and maintain logs of computer usage and inspect any files stored on its network, servers, computers, or associated technology to ensure compliance with this policy as well as relevant legislation. Internet, email, and computer usage is continually monitored as part of the council's protection against computer viruses, ongoing maintenance of the system, and when investigating faults.
5.1.5 The council will monitor the use of electronic communications and use of the internet in line with the Investigatory Powers (Interception by Councils etc for Monitoring and Record-keeping Purposes) Regulations 2018.
5.1.6 Monitoring of an employee's email and/or internet use will be conducted in accordance with an impact assessment that the council has carried out to ensure that monitoring is necessary and proportionate. Monitoring is in the council's legitimate interests and is to ensure that this policy is being complied with.
5.1.7 The information obtained through monitoring may be shared internally, including with relevant councillors and IT staff if access to the data is necessary for performance of their roles. The information may also be shared with external HR or legal advisers for the purposes of seeking professional advice. Any external advisers will have appropriate data protection policies and protocols in place.
5.1.8 The information gathered through monitoring will be retained only long enough for any breach of this policy to come to light and for any investigation to be conducted.
5.1.9 Councillors, staff, and other authorised users have a number of rights in relation to their data, including the right to make a subject access request and the right to have data rectified or erased in some circumstances. You can find further details of these rights and how to exercise them in the council's data protection policy.
5.1.10 Such monitoring and the retrieval of the content of any messages may be for the purposes of checking whether the use of the system is legitimate, to find lost messages or to retrieve messages lost due to computer failure, to assist in the investigation of wrongful acts, or to comply with any legal obligation.
5.1.11 The council reserves the right to inspect all files stored on its computer systems in order to assure compliance with this policy. The council also reserves the right to monitor the types of sites being accessed and the extent and frequency of use of the internet at any time, both inside and outside of working hours to ensure that the system is not being abused and to protect the council from potential damage or disrepute.
5.1.12 Any use that the council considers to be 'improper', either in terms of the content or the amount of time spent on this, may result in disciplinary proceedings.
5.1.13 All computers will be periodically checked and scanned for unauthorised programmes and viruses.
6.1.1 Increased IT security measures apply to those who work away from their normal place of work (e.g. whilst travelling, working from home or at a [specify, e.g. "external stakeholders"] premises or any other different venue), as follows:
6.1.2 Those issued with a 'dongle' to enable internet access from a laptop via 3G or 4G networks whilst away from their normal workplace should note that the cost of internet access can be very high. Dongles should therefore be used for essential council purposes only, especially if abroad.
6.1.3 Similarly, use of paid for Wi-Fi access, for example at airports should be carefully monitored and restricted to essential council use.
7.1.1 Council email facilities are intended to promote effective and speedy communication on work-related matters. Although we encourage the use of email, it can be risky. Councillors, staff, and other authorised users need to be careful not to introduce viruses onto council systems and should take proper account of the security advice below.
7.1.2 On occasion, it will be quicker to action an issue by telephone or face to face, rather than via protracted email chains. Emails should not be used as a substitute for face to face or telephone conversations. Councillors, staff, and other authorised users are expected to decide which is the optimum channel of communication to complete their tasks quickly and effectively.
7.1.3 These rules are designed to minimise the legal risks run when using email at work and to guide councillors, staff, and other authorised users as to what may and may not be done. If there is something which is not covered in the policy, councillors, staff, and other authorised users should ask The Clerk, rather than assuming they know the right answer.
7.1.4 All councillors, staff, and other authorised users who need to use email as part of their role will normally be given their own council email address and account. The council may, at any time, withdraw email access, should it feel that this is no longer necessary for the role or that the system is being abused.
7.1.5 Email messages sent on the council's account are for council use only. Personal use is not permitted. i.e. xxxxxxxxx@askamandirelethparishcouncil.gov.uk
8.1.1 Much of what appears on the Internet is protected by copyright. Any copying without permission, including electronic copying, is illegal and therefore prohibited. The Copyright, Designs and Patents Act 1988 set out the rules. The copyright laws not only apply to documents but also to software. The infringement of the copyright of another person or organisation could lead to legal action being taken against the council and damages being awarded, as well as disciplinary action, including dismissal, being taken against the perpetrator.
8.1.2 It is easy to copy electronically, but this does not make it any less an offence. The council's policy is to comply with copyright laws, and not to bend the rules in any way.
8.1.3 Councillors, staff, and other authorised users should not assume that because a document or file is on the Internet, it can be freely copied. There is a difference between information in the 'public domain' (which is no longer confidential or secret information but is still copyright protected) and information which is not protected by copyright (such as where the author has been dead for more than 70 years).
8.1.4 Usually, a website will contain copyright conditions; these warnings should be read before downloading or copying.
8.1.5 Copyright and database right law can be complicated. Councillors, staff, and other authorised users should check with The Clerk if unsure about anything.
8.2.1 The council does not permit the registration of any new domain names or trademarks relating to the council's names or products anywhere in the world, unless authorised to do so. Nor should they add links from any of the council's web pages to any other external sites without checking first with The Clerk.
8.2.2 Special rules apply to the processing of personal and sensitive personal data. For further guidance on this, see the council's data protection policy.
8.3.1 One of the main benefits of the internet is the access it gives to large amounts of information, which is often more up to date than traditional sources such as libraries. Be aware that, as the internet is uncontrolled, much of the information may be less accurate than it appears.
9.1.1 Social media includes blogs; Wikipedia and other similar sites where text can be posted; multimedia or user generated media sites (YouTube); social networking sites (such as Facebook, LinkedIn, X (formerly known as Twitter), Instagram, TikTok, etc.); virtual worlds (Second Life); text messaging and mobile device communications and more traditional forms of media such as TV and newspapers. Care should be taken when using social media at any time, either using council systems or at home.
9.1.2 The council recognises the importance of councillors, staff, and other authorised users joining in and helping to shape sector conversation and enhancing its image through blogging and interaction in social media. Therefore, where it is relevant to use social networking sites as part of the individual's position, this is acceptable.
However, inappropriate comments and postings can adversely affect the reputation of the council, even if it is not directly referenced. If comments or photographs could reasonably be interpreted as being associated with the council, or if remarks about external parties could be regarded as abusive, humiliating, sexual harassment, discriminatory or derogatory, or could constitute bullying or harassment, the council will treat this as a serious disciplinary offence. Councillors, staff, and other authorised users should be aware that parishioners or other local organisations may read councillors, staff, and other authorised users' personal weblogs, to acquire information, for example, about their work, internal council business, and employee morale. Therefore, even if the council is not named, care should be taken with any views expressed.
9.1.3 To protect both the council and its interests, everyone is required to comply with the following rules about social media, whether in relation to their council role or personal social networking sites, and irrespective of whether this is during or after working hours:
9.1.4 Note that the council may, from time to time, monitor external postings on social media sites. Any employee who has a profile (for example on LinkedIn or Facebook) must not misrepresent themselves or their role with the council. Councillors, staff, and other authorised users are also advised that social media sites are not an appropriate place to air council concerns or complaints: these should be raised with the council or formally through the grievance procedure.
9.1.5 It is important to note that all external stakeholders contact details and information remain the property of the council. In addition, councillors, staff, and other authorised users leaving the council will be required to delete all council-related data including] contact details from any personal device/equipment.
Misuse of IT systems and equipment is not in line with the council's standards of conduct and will be taken seriously. Any inappropriate or unauthorised use may lead to formal action, including disciplinary proceedings or, in serious cases, dismissal.
Where there is text in [square brackets] this part may be updated or be deleted if not relevant. An alternative option may have been provided.
This is an example of a policy designed for a small council adhering to statutory minimum requirements and does not constitute legal advice. As with all policies it should be consistent with your terms and conditions of employment.
This document was commissioned by the National Association of Local Councils (NALC) for the purpose of its member councils and county associations. Every effort has been made to ensure that the contents of this document are correct at time of publication. NALC cannot accept responsibility for errors, omissions and changes to information subsequent to publication.
This document has been written by Worknest HR – a company that provides HR advice and guidance to town and parish Councils. Please contact them on 01403 240 205 for information about their services.
Askam and Ireleth Parish Council (hereafter referred to as 'Council') recognises the importance of Risk Management in order to maintain the ability to deliver the activities/services expected of the Council. Risk Management is a factor that enables the Council to satifisfy its objective to delivery high quality public services.
This policy applies to all Councillors, employees, contractors or others who may be carrying out operations for and on behalf of the Council, and those who may be affected by their work.
Responsibility for effective Risk Management rests with all Members of the Council.
Members have ultimate responsibility for Risk Management as risks threaten the achievement of policy objectives. In the context of Risk Management Members.
The Chair has overall responsibility for securing adherence to the Council's policy on Risk Management.
The Council's approach to Risk Management requires that all risks should be systemically identified and managed in the most cost-effective manner within overall resources available.
Each risk identified by the Council is recorded in the Council's Risk Register. The impact is accessed and appropriate control are put in place. A Review Frequency is implemented and the management of the Risk is assigned to a person within the Council.
The overall responsibility to ensure that this procedure is adhered to rests with the Clerk to the Council.
The Risk management Policy of the Council is fully committed to effective Risk Management, adopting best practices in the identification, evaluation and control of risks, in order to:
| Notes of changes | Version No. | Date of approval and adoption |
|---|---|---|
| Sexual Harassment Policy | 1 | 18 March 2025 |
| 2 | 17th February 2026 |
THIS SEXUAL HARASSMENT POLICY IS PUBLISHED AS APPROVED BY ASKAM AND IRELETH PARISH COUNCIL IN FEBRUARY 2026
This policy covers all Askam and Ireleth Parish Council employees and councillors.
Sexual harassment is any unwanted behaviour of a sexual nature that makes someone feel offended, humiliated, or intimidated. It can include, but is not limited to:
In accordance with the Worker Protection (Amendment of Equality Act 2010) Act 2023, effective from 26 October 2024, we have a duty to take reasonable steps to prevent sexual harassment in the workplace. This includes:
If you experience or witness sexual harassment, you should report it to your line manager. If you do not feel able to do so, report it to the Chair or another councillor. Reports can be made in person or via email.
All complaints will be taken seriously and handled promptly and sensitively. If proven, we will take prompt and effective action. Any employee found to have engaged in sexual harassment may face disciplinary action, which may include dismissal. Councillors may also be subject to appropriate actions if found to be engaged in sexual harassment.
The process will include:
Subject to the outcome of an investigation, we may consider a range of formal and, potentially, informal options where both the council and the person making a complaint think this is appropriate.
For example, this might include:
A formal procedure will be followed either:
We will handle sensitive communications with the utmost care. This includes:
We recognise the importance of supporting individuals in speaking up about sexual harassment. We recognise that creating and maintaining an open, respectful culture is key to doing so and, to foster a safe environment for reporting, we will:
We also recognise that creating an open and respectful culture is primarily the responsibility of Askam and Ireleth Parish Council. To further ensure a harassment-free workplace, management will:
We will provide support to anyone affected by sexual harassment, including access to counselling services and adjustments to work arrangements if needed.
MEDIA AND COMMUNICATION POLICY
The parish council recognise that the efficient management of its records is necessary to comply with its legal and regulatory obligations and to contribute to the effective overall management of the parish council.
This document provides the policy framework through which this effective management can be achieved and audited. It covers:
Scope
Responsibilities
Retention Schedule
Disposal of Records
This policy applies to all records created, received or maintained by the parish council in the course of carrying out its functions.
Records are defined as all those documents which facilitate the business carried out by the parish council and which are thereafter retained (for a set period of time) to provide evidence of its transactions or activities. These records may be created, received or maintained in hard copy or electronically. A small percentage of the parish council's records will be selected for permanent preservation as part of the council's archives and for historical research.
The parish council has a corporate responsibility to maintain its records and record management systems in accordance with the regulatory environment. The person with overall responsibility for the implementing the policy is the Clerk to the parish council, and she/he is required to manage the Council's records in such a way as to promote compliance with this police so that information will be retrieved easily, appropriately and in a timely manner.
Under the Freedom of Information Act 2000, the parish council is required to maintain a retention schedule listing the records series which it creates in the course of its business. The retention schedule lays down the length of time which the record needs to be retained and the action which should be taken when it is of no further administrative use. The Clerk is expected to manage the current record keeping systems using the retention schedule and to account of the different retention periods when creating new record keeping systems.
All documents that are no longer required for administrative reasons should be shredded and disposed of.
This retention schedule refers to record series regardless of media in which they are stored.
| Document | Minimum Retention | Reason |
|---|---|---|
| Minute Book | Indefinite | Archive |
| Annual Accocunts | Indefinite | Archive |
| Annual Return | Indefinite | Archive |
| Bank Statements | 7 years | Audit/management |
| Cheque book stubs | Last completed | Audit/management |
| Paying in books | Last completed | Audit/management |
| Quotations | 7 years | Audit |
| Paid invoices | 7 years | Audit/VAT |
| VAT records | 7 years | Audit/VAT |
| Salary Records | 7 years | Audit |
| Tax & NI records | 7 years | Audit |
| Insurance Policies | Whilst Valid | Audit |
| Certificate of Employers Liability | 40 years | Audt/legal |
| Cert of public liability | 40 years | Audit/legal |
| Asset register | Indefinite | Audit |
| Deeds, leases | Indefinite | Audit |
| Declaration of acceptance | Term of Office + 1 year | Management |
| Members register of interest | Term of Office + 1 year | Management |
| Complaints | 1 year | Management |
| General information | 3 months | Management |
| Routine correspondence & emails | 6 months | Management |
All planning applications and relevant decision notices are available on the Westmorland and Furness Council Planning Portal website. There is no requirement to retain duplicates locally with exception of larger developments which will be retained for 12 months and kept in a safe location.
1.1 The Freedom of Information Act 2000 (FOIA) and Environmental Information Regulations 2004 (EIR) place legislative requirements on all public authorities, including local councils.
The laws established the legal Right to Know; a presumption in favour of public access to information held by public authorities, subject to certain exemptions; and other measures to improve public sector transparency.
1.2 The Council is obliged to provide information:
When responding to requests, there are set procedures that the Council needs to follow.
These include:
The Act also recognises that there are valid reasons for withholding information by setting out a number of exemptions from the right to know, some of which are subject to a public interest test.
As part of a society where information rights and responsibilities are respected by all, Askam and Ireleth Parish Council will aim to move away from the need for individual freedom of information requests and complaints towards a culture of routine, proactive and substantially increased transparency on the part of the Council, by:
3.1 Members of the public have a general right of access to information held by Askam and Ireleth Parish Council, specifically:
Note: There are certain exemptions and limitations to this general right, but just because a document is marked "Confidential" does not automatically mean that it is exempt information, although it may be covered by certain exemptions. Each case will be dealt with on its merits.
3.2 Requests for information must be in writing, must give the applicant's name and return address and must describe the information requested in such a way that we are able to locate it. A written request includes an e-mail. (For environmental information, the request does not have to be in writing.)
3.3 All requests for information will be logged on a record sheet.
3.4 Receipt will be acknowledged but if it is possible to respond with the information requested, this will be done instead. If further information is required in order to locate the information requested, this will be undertaken as quickly as possible.
3.5 All correspondence, phone calls, e-mails etc., that follow the original request will be recorded.
3.6 The Council has 20 working days in which to deal with a request for information. If it is not clear what information is required, the 20-day period does not begin until clarification is received from the applicant as to exactly what is required. (For environmental information, the response period is extended to 40 working days for information that is complex and bulky.)
3.7 A charge will be made for the photocopying of information requested as follows:
3.8 Any requests for information that is not contained in the Publication Scheme will be passed to the council Clerk to deal with under the FOI Act. A certain amount of guidance on dealing with requests is held by the Clerk, but it may be necessary that further specific guidance will be required from the Information Commissioner's Office. Certain personal information is covered by the Data Protection Act.
3.9 The applicant will be kept informed at all stages of the process of supplying the information requested, particularly if it is a complex request, when guidance may have to be sought from other agencies.
3.10 If a request is refused, the refusal notice will give the reasons for refusing the request and advise the applicant as to their rights of appeal – both internally by way of a complaint and, following that, by way of an appeal to the Information Commissioner.
4.1 If the information requested cannot be supplied, the reasons for this will be communicated to the applicant immediately. The applicant has the right of appeal against the refusal, initially to the Council, but ultimately to the Information Commissioner.
4.2 Any initial appeal will be made to the Council, it will be dealt with by elected members, in accordance with the Council's Complaints Procedure. If the original decision not to supply the information is upheld by the Council, but is still not accepted by the applicant, then the applicant is able to appeal to the Information Commissioner.
4.3 Reasons for refusing information must be in accordance with the respective provisions of the legislation, including consideration of the public interest test where this applies.
This policy will be reviewed every year (or earlier if required by changes to legislation or additional documentation) and amended as necessary based on good practice or evidence taken forward.
Policy first adopted by Askam and Ireleth Parish Council
Agreed Minute reference.
Reviewed March
Next Review 17th February 2026
Clerk – Janice Cumming
Some of the indicators to be used by the Council to identify whether a request for information is vexatious (ICO Guidance – 'Dealing with Vexatious Requests').
The tone or language of the requester's correspondence goes beyond the level of criticism that a public authority or its employees should reasonably expect to receive.
The effort required to meet the request will be so grossly oppressive in terms of the strain on time and resources, that the authority cannot reasonably be expected to comply, no matter how legitimate the subject matter or valid the intentions of the requester.
For whatever reason, the requester is targeting their correspondence towards a particular employee or office holder against whom they have some personal enmity.
The requester is attempting to reopen an issue which has already been comprehensively addressed by the public authority, or otherwise subjected to some form of independent scrutiny.
The request makes completely unsubstantiated accusations against the public authority or specific employees. Intransigence
The requester takes an unreasonably entrenched position, rejecting attempts to assist and advise out of hand and shows no willingness to engage with the authority.
The requester submits frequent correspondence about the same issue or sends in new requests before the public authority has had an opportunity to address their earlier enquiries.
The requester has explicitly stated that it is their intention to cause disruption to the public authority or is a member of a campaign group whose stated aim is to disrupt the authority.
The request appears to be part of a completely random approach, lacks any clear focus, or seems to have been solely designed for the purpose of 'fishing' for information without any idea of what might be revealed. Disproportionate effort
The matter being pursued by the requester is relatively trivial and the authority would have to expend a disproportionate amount of resources in order to meet their request.
The requester is abusing their rights of access to information by using the legislation as a means to vent their anger at a particular decision, or to harass and annoy the authority, for example, by requesting information which the authority knows them to possess already.
The issue at hand individually affects the requester and has already been conclusively resolved by the authority or subjected to some form of independent investigation. Frivolous requests
The subject matter is inane or extremely trivial and the request appears to lack any serious purpose. The request is made for the sole purpose of amusement.
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